One source of truth
Bring people, policies, requests, systems, controls and evidence together—without losing context.
Built for modern financial compliance
Compliance,
made clear.
Bring regulatory intelligence, resilience, personal dealing, AI governance, employee compliance and assurance into one intelligent operating system—covering DORA, ISO 22301 and NIS2.
✓ Designed for asset managers, hedge funds and regulated firms
LIVE PRODUCT VIEW
One connected system forREGULATORY INTELLIGENCEREGULATORY RESILIENCEEMPLOYEE COMPLIANCEAI GOVERNANCEASSURANCE
THE COMPLIANCE CHALLENGE
Your obligations grow.
Your team doesn’t have to.
Disconnected spreadsheets, inbox approvals and manual evidence gathering create invisible risk. Regulenza replaces fragmented processes with control, clarity and a complete record.
Automation with oversight
Automate routine workflows while keeping accountable people firmly in control of decisions.
Evidence on demand
Build a defensible, time-stamped audit trail as work happens—not in the week before an audit.
REGULATORY RESILIENCE SUITE
One operating model.
Three major frameworks.
Regulenza connects operational resilience requirements to accountable owners, services, dependencies, risks, controls, tests, incidents and evidence—without duplicating the same work for every framework.
Digital operational resilience
Manage ICT risk, critical functions, third-party providers, incidents, testing and supervisory evidence across the DORA lifecycle.
- Scope and applicability decisions
- ICT risk and control registers
- Provider register and concentration risk
- Incident classification and reporting
- Resilience testing and remediation
Business continuity management
Build a governed continuity programme around business impact analysis, recovery objectives, plans, exercises and continual improvement.
- Business impact analysis
- RTO, RPO and dependency mapping
- Continuity strategies and plans
- Exercise programme and results
- Management review and improvement
Cybersecurity risk governance
Coordinate NIS2 scope, management accountability, cyber-risk measures, supply-chain oversight and incident readiness.
- Entity scope and applicability
- Management-body accountability
- Cybersecurity risk measures
- Supply-chain security oversight
- Incident escalation and evidence
01Map once
Reuse services, assets, suppliers, risks and controls across frameworks.
02Operate continuously
Turn obligations into owned actions, reviews, tests and evidence.
03Prove readiness
Produce consistent management, audit and supervisory outputs.
ONE CONNECTED PLATFORM
From obligation to evidence.
All in one place.
Modular enough to start where the pressure is greatest. Connected enough to transform the whole compliance function.
↗
PERSONAL ACCOUNT DEALINGFaster decisions.
Stronger controls.
Digitise pre-clearance, holdings, restricted lists and broker data with configurable rules and a complete approval history.
- Automated restriction screening
- Configurable broker imports & reconciliations
- Mobile-ready employee requests
AI
AI GOVERNANCE & DATA GUARDGovern AI without exposing what matters.
Maintain the AI inventory, assess risk, map UK and EU obligations, and register the specialist security controls that protect sensitive prompts and company information.
✓
TRAINING, POLICIES & ATTESTATIONSTurn requirements into readiness.
Assign role-based learning, distribute policies, collect attestations and monitor completion without chasing spreadsheets.
OR
REGULATORY RESILIENCEMove from framework compliance to operational control.
Coordinate DORA, ISO 22301 and NIS2 through shared services, dependencies, risks, controls, incidents, tests and evidence.
- Cross-framework control mapping
- Accountability and relationship views
- Actions, exceptions and remediation
- Consistent regulator-ready exports
RI
REGULATORY INTELLIGENCETurn regulatory change into governed action.
Maintain approved regulatory sources, generate citation-backed change proposals and route every impact decision through independent human review.
- Governed sources and source documents
- Verified citations and evidence review
- Tenant-scoped impact and applicability
- Immutable approved releases
◎
ASSURANCE, EVIDENCE & REPORTINGAlways ready for the question
behind the question.
Connect every claim to controls, owners, evidence and events. Generate regulator- and board-ready reporting from live data.
Explore assurance →PRODUCTION CAPABILITIES
The workflows behind
defensible compliance.
Each module works independently and contributes to a shared view of obligations, ownership, risk and evidence.
Broker connection hub
Govern manual files and automated feeds with connection testing, status, import history and reconciliation.
Evidence management
Attach supporting files to the relevant control, assessment, request or obligation with a traceable history.
Compliance calendar
See upcoming reviews, attestations, training, tests and regulatory actions in one prioritised schedule.
Notifications and actions
Route exceptions, overdue work and approval requests to the right owner with direct links to the underlying record.
Reports and exports
Produce consistent human-readable reports and analysis-ready data for boards, auditors and regulators.
Multi-entity governance
Operate distinct organisations and jurisdictions through isolated workspaces, controlled roles, licensing and configurable branding.
AI Data Guard
Define approved AI usage, data-handling rules and escalation paths while keeping specialist cyber controls visible and accountable.
Security Integration Register
Record the security tools, owners, coverage and evidence that protect AI use, without pretending a governance platform replaces specialist security products.
Policies, learning and attestations
Assign role-specific courses and policies, capture completion and acknowledgements, and retain certificates and evidence.
Service operations
Coordinate compliance calendars, notifications, trouble tickets, recurring work and direct links back to the underlying item.
Regulatory intelligence
Govern source records, review citation-backed proposals, assess tenant impact and publish approved regulatory changes through an immutable audit trail.
WHY REGULENZA
More control.
Less compliance drag.
Give your team the information, workflows and evidence to act with confidence—without adding another disconnected point solution.
“The goal isn’t more compliance administration. It’s better decisions, earlier intervention and evidence you can trust.”
THE REGULENZA PRINCIPLEReduce manual work
Standardise approvals, notifications, attestations and recurring reviews.
See risk sooner
Surface overdue actions, control gaps and exceptions before they become findings.
Prove what happened
Preserve decisions, rationale and evidence in an immutable chronological record.
Scale with confidence
Configure the platform for multiple entities, jurisdictions and operating models.
SECURITY BY DESIGN
Built for sensitive
financial data.
Enterprise architecture, role-based permissions and tenant isolation support the control expectations of regulated firms.
✓ Role-based access✓ Tenant isolation✓ Encrypted evidence✓ Complete audit trails✓ Retention controls✓ Resilient cloud hosting
Security and compliance capabilities should be validated against your organisation’s requirements during procurement.
Identity
Evidence
Encryption
Audit
A PRACTICAL PATH FORWARD
Start focused. Expand naturally.
Regulenza adapts to your priorities and operating model, so value starts early and grows with you.
Discover
Map obligations, workflows, data and the highest-value starting point.
Configure
Shape rules, roles, integrations and evidence requirements around your firm.
Launch
Onboard teams with clear journeys, guided rollout and measurable outcomes.
Extend
Add modules, entities and jurisdictions on the same connected foundation.
COMMON QUESTIONS
What teams ask us.
Looking for something more specific? A tailored demonstration can focus on your firm’s priorities.
Talk to us →Who is Regulenza designed for?+
Regulenza is designed for asset managers, hedge funds, private markets firms and other regulated organisations that need more connected, defensible compliance operations.
How do DORA, ISO 22301 and NIS2 work together?+
Regulenza keeps each framework’s requirements distinct while reusing common services, dependencies, risks, controls, suppliers, incidents, tests and evidence. This reduces duplicate work without losing framework-specific context.
Can we begin with one module?+
Yes. Firms can start with the most urgent use case—such as personal account dealing or AI governance—and extend onto the same platform over time.
Does it support UK and EU requirements?+
Regulenza provides configurable workflows, mappings and evidence management that can support a firm’s DORA, NIS2, ISO 22301 and UK/EU AI-governance programmes. It does not by itself certify compliance or replace legal, regulatory or conformity-assessment advice; applicability and implementation remain the customer’s responsibility.
Can Regulenza integrate with our existing systems?+
Regulenza supports configurable integrations with identity services, email, collaboration tools, data sources and broker-provided manual, API or SFTP feeds. Broker availability depends on the broker’s specifications, credentials and access, followed by customer-specific configuration and testing; no universal or certified broker format is claimed.
How quickly can we get started?+
Timing depends on scope, integrations and data readiness. A focused first module can be planned to deliver useful outcomes before a broader transformation programme.
SEE REGULENZA IN ACTION
Make compliance a
source of confidence.
Tell us where the pressure is greatest. We’ll show you how Regulenza can simplify the work, strengthen oversight and make evidence effortless.
Your details are handled privately and never published.